While much of Hobbes’ Leviathan does indeed express a pessimism about the condition of individual men, especially in the absence of a Sovereign keeping all in ‘awe’, there is I think a considerable element of optimism to be found in Leviathan, pertaining especially to Hobbes’ vision of what can be achieved by sovereign power in civil society. Describing Hobbes solely as a pessimist does an injustice to the subtly of his work, even though we may perhaps continue to view him as predominantly pessimistic in our general assessment.
In certain respects Hobbes is best described as a pessimist, most notably his vision of the condition of man in the State of Nature (SofN). We see this by considering chapters 13-16 of ‘Of Man’, where Hobbes tells us that men are possessed of a fundamental (and inalienable) ‘Right of Nature’ (RofN): that each may do whatever is required for his own preservation, including the use of the bodies of others. In the SofN men, who lack a Sovereign power holding them all in awe via the ‘publique Sword’ are mutually suspicious and threatened by each other, due to the very fact each individual possesses the RofN. Men are thus apt to ‘invade’ each other for ‘competition, diffidence and glory’ (the first for power, the second for security, the third for reputation). Due to the lack of Sovereign power holding all in awe, covenanting is impossible in the SofN – without the publique sword, covenants are “but empty words”. Yet the inability to covenant in turn means men can never trust each other, never escape their mutual fear of each other. Thus the SofN is a State of Warre (SofW), where as we all know life is “nasty, brutish and short”. Hobbes’ vision here is certainly pessimistic – but let us be careful where we locate the pessimism. It is not that Hobbes views men as inherently ‘evil’ (indeed, ‘evil’ is a word given content only within society, like ‘justice’) but rather that the lack of a common power, combined with each’s right to self-preservation, generates a situation where conflict and violence is inevitable. Human beings even in the SofN are capable of compassion and benevolence – towards family, for example – but the uncertainty of the SofN limits such sentiments in favour of self-preserving egoism.
In this light, Hobbes can be read as a pessimist in another dimension, also: his vision of Sovereign power as absolute. Hobbes is icily clear that Sovereign power is absolute: in Chapter 29 he details that any attempt to limit or divide the Sovereign power is to dissolve it – and in doing so, men lose the ‘common power’ that holds them all in awe, plunging them back into the SofN which is a SofW. Indeed on Hobbes’ picture the Sovereign, by matter of logic must be absolute. It is the existence of a Sovereign with the publique sword which makes covenanting possible, as well as creating the ‘artificial chains’, i.e. laws, which help make civil society such. Hobbes is clear that laws are ‘commands of a superior’ (which raises an interesting issue as to whether the ‘Laws of Nature’ of Chapters 14-16 are in fact laws at all, being mere ‘precepts of reason’ – indeed Hobbes says in Chapter 26 that they are not laws properly so called), which can be enforced through coercion. If the Sovereign were limited, the Sovereign would be subject to laws – yet that would mean being subject to the commands of a superior, in which case the Sovereign would, ipso facto, not be a Sovereign in the first place. Likewise to divide the Sovereign means creating alternate centres of publique power – but then no single Sovereign holds all in awe, thus ipso facto there is no Sovereign.
This has important implications. Firstly, Hobbes dramatically tells us in Chapter 21 that if the Sovereign decides to put you to death, even if you are innocent, then while the RofN guarantees you the right to resist (in the same way the Sovereign cannot command you to hurt or kill yourself) you cannot remonstrate: because you have lived in a society in which you have prospered, made covenants and been free of the SofN, you have authorised every act of the Sovereign – including his decision to execute you! Secondly, Hobbes is icely clear that you are not allowed to resist the Sovereign in the aid of those who are innocent, but are to be put to death. Hobbes reasoning on these dramatic illustrations, I take to be as follows: the SofN is so terrible that anything done by the Sovereign is favourable to the return to that state. If the Sovereign deems it that executing innocents ensures the continuance of civil society, then that is what is required. Indeed I take it to be this hard-line attitude regarding the extent of absolute rule which inspired Locke to comment in the Second Treatise that this was to fear the mischiefs done to one by polecats and foxes, but to be content, nay, think it safety, to be devoured by Lions.
In this respect, I take Hobbes to be a pessimist of sorts: the SofN is so unbearable that anything is favourable to it – we must, therefore, resign ourselves to an absolute Sovereign, and run the risk that he will turn against us one day, even if we are innocent. At least until that point we will have been free of the SofN (which is a SofW), and we know that others will benefit from the Sovereign continuing to maintain civil society by wielding the publique sword. This is one reason Hobbes calls the Leviathan, in Chapter 28, the ‘King of the Proud’, after a passage from the Book of Job: God punishes Job for things he never did to test his faith in a wager with Satan – yet Job endures all, never challenging the authority of God or forsaking him. Hobbes’ implication is that subjects should take the same attitude to the ‘artificial man’, the Leviathan, i.e. the Sovereign power.
Yet to stop here would be to give only one half of the story, for I believe that despite this apparent pessimism, Of Commonwealth in fact indicates a significant level of optimism on Hobbes’ behalf. To see this, it is helpful to consider the vision of absolute Sovereignty as what I will call the ‘minimum requirement condition’ (MRC): for Hobbes, for us to exist the SofN, a Sovereign is required, and for the Sovereign to be such, it must be absolute (though it may be a King or an Assembly; Hobbes prefers the former, but thinks the latter is possible, though less desirable). Yet the MRC is just that – a minimum requirement, and nothing necessarily follows from it. While it is true that an absolute sovereign may put innocents to death, and so forth, there is nothing in Leviathan that entails that he must or will. Indeed, there is a great deal which suggests that the Sovereign may be kind, benevolent and helpful to his people. Firstly, Hobbes tells us that Sovereigns are more powerful and prosperous to the extent that their subjects are prosperous and do well: insofar as the Sovereign is wise and seeks to secure his own power, he will promote the good of the people –even if only as a cynical ploy to aid himself (after all, happy, well-fed subjects are those most likely to obey the Sovereign’s dictates). Secondly, Hobbes tells us in Chapter 30 that the Sovereign’s job is to provide more than just security, the enforcement of covenants and avoidance of the SofN, specifically, it must provide for ‘the contentment’s of life’. Thirdly, and again in Chapter 30, Hobbes likens the laws laid down by a Sovereign as restrictions upon subjects only in the way that ‘hedges keep a traveller on the right road’ (a sentiment Locke seems to have adopted with his insistence that laws are not undesirable restrictions when they fence men in from ‘bogs and precipices’).
Finally, I wish to offer a novel reading of Hobbes’ view of the Sovereign, which although not based in the text, seems to me perfectly compatible with the text. Namely, that a wise and able Sovereign might institute what we could think of as ‘quasi-limits’ on its own power. That is, if the Sovereign were, say, a King, he might recognise that he is only a man, and hence fallible. Consequently he might decide to establish a system of checks and balances, by which certain of his decisions might require consultation with an advisor (though only one; Hobbes was highly suspicious of multiple counsellors). Now we must be very careful here: Hobbes would certainly not have countenanced the idea of full-blown limits on the Sovereign – that would dissolve sovereignty. The idea here is that the Sovereign would always retain the power to ignore the self-imposed ‘quasi-limits’ if he chose, whether consulting a trusted counsellor or otherwise. But the limits would exist for as long as the Sovereign wanted them to – and a wise Sovereign might desire such limits as checks against error, though always retaining the power simply to overturn them if he saw fit. Again I stress that this is not in the text, but I believe it to be compatible with it. And if it is, this suggests a considerable degree of optimist is compatible with the theory of Leviathan.
I wish to conclude by offering the following explanatory consideration. I believe Hobbes focuses upon the absolute aspect of Sovereignty, and holds a pessimism about men without a common power to hold them in awe, because of his experience of the Civil War of 1642-6. The Civil War – for Hobbes a return to the SofN – was, for Hobbes, more terrible than any absolute power. Thus I suggest his’ main concern in writing Leviathan was a preoccupation with stability, and avoidance of war – and this is best facilitated by absolute Sovereignty. Yet once that stability has been guaranteed – the MRC is satisfied – there is no necessary limit to what can follow. Absolute Sovereigns need not be despots – indeed Hobbes expressly denied that they were. Thus I argue that a considerable degree of optimism can be discerned in Leviathan, and in discerning it we appreciate a greater level of depth and subtly to Hobbes work. Yet perhaps our final note should, after all, emphasise his pessimism – for the final passage of Of Commonwealth closes with a highly pessimistic remark: that this Leviathan Hobbes has written is perhaps no more a genuine possibility than the Republic of Plato, which was only a ‘model in heaven’. Despite undeniable elements of optimism within his work, perhaps Hobbes is essentially a pessimist after all.